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An investment strategy used to profit from market inefficiencies.

@securitiesexamsDiscretionary authority cannot be exercised by a REp before the powe of attorney / discretionary papers have been received & approved

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Should I take the series 65 or series 66 exam ?

There are several key differences between the series 65 and

Requirements for ERISA Advisers and Service Providers

Advisers and other service providers to most ERISA-covered plans must